Mr. Gunjan Shah serves as the Compliance Officer of ViewTrade International IFSC Private Limited and is responsible for overseeing the Company's compliance framework, ensuring adherence to the regulations, circulars, guidelines, and directives issued by the International Financial Services Centres Authority (IFSCA) and other applicable regulatory authorities.
With significant experience in regulatory compliance, risk management, and brokerage operations, Mr. Shah plays a pivotal role in strengthening the Company's governance framework, internal control environment, and compliance culture. His areas of responsibility include oversight of client onboarding, Know Your Customer (KYC) and Anti-Money Laundering (AML) compliance, trade operations, clearing and settlement processes, margin management, and ongoing monitoring of operational and compliance risks.
In his capacity as Compliance Officer, Mr. Shah liaises with regulatory authorities, exchanges, custodians, auditors, and other key stakeholders to facilitate compliance with applicable laws and regulatory requirements while promoting operational integrity and effective risk management practices. He also leads and supports initiatives focused on process enhancement, control optimization, and continuous improvement to strengthen organizational effectiveness and regulatory resilience.
